Harshawardhan Hanmant Sabale
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harshawardhan Hanmant Sabale, a licensed former licensee with CE reference ALW293. This person has 1.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cortez Capital Limited | RO | Type 4 - Advising on securities | 2006-03-22 | 2006-11-22 |
| Cortez Capital Limited | RO | Type 6 - Advising on corporate finance | 2005-07-27 | 2006-03-27 |
| Cortez Capital Limited | RO | Type 9 - Asset management | 2005-07-27 | 2005-09-28 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Harshawardhan Hanmant Sabale during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Bruno Paul Yves Ghislain Seghin | Cortez Capital Limited | 2005–2006 |