Allen Pei-Jan Tsai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Pei-Jan Tsai, a licensed former licensee with CE reference ALV361. This person has 3.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-09-21 | 2017-01-31 |
| Indus Capital Advisors (Hong Kong) Limited | Rep | Type 9 - Asset management | 2015-09-21 | 2017-01-31 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-04-13 | 2007-03-28 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2005-04-13 | 2007-03-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Allen Pei-Jan Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.