Wai Man Chow
周慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Chow (周慧敏), a licensed former licensee with CE reference ALV215. This person has 11.3 years of SFC licence history. Total licence records on file: 10.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-04 | 2016-08-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-24 | 2016-08-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2016-02-24 | 2016-08-01 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 - Asset management | 2014-11-18 | 2016-02-24 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 9 - Asset management | 2012-07-03 | 2014-11-18 |
| iMarkets Limited |
RO | Type 1 - Dealing in securities | 2009-11-12 | 2013-12-09 |
| iMarkets Structured Products Limited | RO | Type 4 - Advising on securities | 2009-11-12 | 2013-12-09 |
| iMarkets Limited |
RO | Type 7 - Providing automated trading services | 2009-11-12 | 2013-12-09 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 - Dealing in securities | 2008-10-13 | 2016-02-24 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 - Advising on securities | 2005-04-19 | 2016-03-04 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kwong Wang Lee | iMarkets Structured Products Limited | 2009–2013 |
| Chun Yu Lau | iMarkets Limited | 2011–2013 |
| Vienna Ngai Man Leung | iMarkets Limited | 2009–2011 |
| Tak Leung Lin | iMarkets Structured Products Limited | 2009 |