Jean-Hubert Claude Pouleur

CE No. ALV071 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jean-Hubert Claude Pouleur, a licensed former licensee with CE reference ALV071. This person has 7.9 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Harbert Asian Fund Advisors, Limited RO Type 9 - Asset management 2011-08-24 2015-06-13
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2005-03-21 2009-05-08
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2005-03-21 2009-05-08
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities 2005-03-21 2009-05-08
Merrill Lynch Far East Limited Rep Type 4 - Advising on securities 2005-03-21 2009-05-08
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance 2005-03-21 2009-05-08
Merrill Lynch Far East Limited Rep Type 6 - Advising on corporate finance 2005-03-21 2009-05-08

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Jean-Hubert Claude Pouleur during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Frederick Thomas Liu Harbert Asian Fund Advisors, Limited 2011–2015
Wing Kin Chan Harbert Asian Fund Advisors, Limited 2014–2015

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