How Phuang Goh
吳浩藩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for How Phuang Goh (吳浩藩), a licensed former licensee with CE reference ALU196. This person has 4.6 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2007-06-26 | 2011-07-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2007-06-26 | 2011-07-23 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2007-03-28 | 2007-06-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2006-10-17 | 2006-11-17 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-03-10 | 2005-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as How Phuang Goh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.