Thomas Michael Brennan Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Michael Brennan Jr, a licensed former licensee with CE reference ALS353. This person has 0.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 9 - Asset management | 2019-01-03 | 2019-05-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-09-14 | 2019-05-31 |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-09-14 | 2019-05-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-27 | 2006-11-10 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-29 | 2005-09-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Michael Brennan Jr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.