Thomas Andrew Doud
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Andrew Doud, a licensed former licensee with CE reference ALS129. This person has 15.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Double Haven Capital (Hong Kong) Limited | RO | Type 9 - Asset management | 2012-09-11 | 2020-12-31 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2011-10-31 | 2012-09-11 |
| SPARX Asia Investment Advisors Limited | Rep | Type 9 - Asset management | 2006-02-21 | 2011-10-28 |
| SPARX Asia Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2005-03-22 | 2011-10-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Andrew Doud during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.