Tsi Wan Pan

潘芷筠
CE No. ALQ880 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsi Wan Pan (潘芷筠), a licensed former licensee with CE reference ALQ880. This person has 4.7 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2015-04-20 2016-04-19
SG Asset Finance (Hong Kong) Limited Rep Type 1 - Dealing in securities 2015-03-03 2015-04-19
Newedge Broker Hong Kong Limited
新際經紀香港有限公司
Rep Type 2 - Dealing in futures contracts 2012-08-24 2015-04-19
SG Asset Finance (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2012-08-24 2015-04-19
Longitude Asia Limited
瑞士經緯投資有限公司
Rep Type 4 - Advising on securities 2005-08-25 2006-08-10
Cinda International Investment Management Limited
信達國際投資管理有限公司
Rep Type 3 - Leveraged foreign exchange trading 2005-01-26 2005-02-23

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsi Wan Pan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Si Liu Newedge Broker Hong Kong Limited 2012–2015
Victor Marie Alain Stanislas Gueneau Newedge Broker Hong Kong Limited 2012–2015
Yi Sum Li Newedge Broker Hong Kong Limited 2012–2015
Ramir Roque Clavano Cimafranca Newedge Broker Hong Kong Limited 2012–2015
Desmond Tik Man Chan Newedge Broker Hong Kong Limited 2012–2015
Jacob Thomas Phelps Newedge Broker Hong Kong Limited 2012–2015
Rita Chi Lin Lee Newedge Broker Hong Kong Limited 2012–2015
Man Wai Lee Newedge Broker Hong Kong Limited 2012–2015
Ernest Tai Wai Kong Newedge Broker Hong Kong Limited 2012–2015
Ka Ki Au Newedge Broker Hong Kong Limited 2012–2015
Jacques Laurent Cunin Newedge Broker Hong Kong Limited 2012–2015
Joseph Lionel Ghouila-Houri Newedge Broker Hong Kong Limited 2012–2015
Rhett Stephen Muir Newedge Broker Hong Kong Limited 2012–2015
David Brian Million Newedge Broker Hong Kong Limited 2012–2015
Kenji Yamauchi Newedge Broker Hong Kong Limited 2012–2015
Toby Felix Peter Harvey White Newedge Broker Hong Kong Limited 2012–2015
Colin Celan Ling Newedge Broker Hong Kong Limited 2012–2015
Frederic Pierre Rene Basquin Newedge Broker Hong Kong Limited 2012–2014
Siu Ching Chui Newedge Broker Hong Kong Limited 2012–2014
Colin Philip Jolly Newedge Broker Hong Kong Limited 2012–2014
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