Sunil Prem Daswani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunil Prem Daswani, a licensed former licensee with CE reference ALO241. This person has 12.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 - Dealing in securities | 2017-04-11 | 2017-11-29 |
| Northern Trust Company of Hong Kong Limited, The | Rep | Type 1 - Dealing in securities | 2008-10-06 | 2017-04-11 |
| Northern Trust Company of Hong Kong Limited, The | RO | Type 1 - Dealing in securities | 2005-03-19 | 2008-10-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sunil Prem Daswani during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.