Neil Edward Maddocks

CE No. ALN657 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neil Edward Maddocks, a licensed former licensee with CE reference ALN657. This person has 3.2 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Aberdeen International Investment Management Limited RO Type 1 - Dealing in securities 2006-05-18 2007-03-16
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
RO Type 1 - Dealing in securities 2005-02-15 2008-05-01

Worked alongside

The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Neil Edward Maddocks during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Joseph D. Gallagher Aberdeen International Investment Management Limited 2006–2007
Yuk Yeng Leung Aberdeen International Investment Management Limited 2006–2007
Peter Joseph Ryan-Kane Aberdeen International Investment Management Limited 2006–2007
Stephen Sze Chai Pak Aberdeen International Investment Management Limited 2006–2007
James Hou Fong Ieong Aberdeen International Investment Management Limited 2006–2007
Omar Martin Cordes Aberdeen International Investment Management Limited 2006–2007
Colin Dennis Banfield Aberdeen International Investment Management Limited 2006–2007
Anthony Nimeh Iliya Aberdeen International Investment Management Limited 2006–2007
Mujtaba Syed Ali Aberdeen International Investment Management Limited 2006–2007
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