Chi Man Wong
黃智文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Man Wong (黃智文), a licensed former licensee with CE reference ALN104. This person has 2.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-24 | 2007-08-09 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-04-19 | 2007-08-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-01 | 2006-04-08 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-01 | 2006-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Man Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.