Arthur Kai Chung Wong
王啟聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Kai Chung Wong (王啟聰), a licensed former licensee with CE reference ALL200. This person has 6.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leading Securities Company Limited 立鼎證券有限公司 |
Rep | Type 9 - Asset management | 2014-02-25 | 2014-02-28 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 1 - Dealing in securities | 2013-02-21 | 2014-02-28 |
| Leading Securities Company Limited 立鼎證券有限公司 |
RO | Type 4 - Advising on securities | 2013-02-21 | 2014-02-28 |
| Quest Stockbrokers (HK) Limited 華輝證券有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-16 | 2012-08-01 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-01-12 | 2009-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Arthur Kai Chung Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.