Kam Yin Keung

姜錦燕
CE No. ALK715 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Yin Keung (姜錦燕), a licensed former licensee with CE reference ALK715. This person has 2.0 years of SFC licence history. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司
Rep Type 5 - Advising on futures contracts 2005-07-27 2007-05-02
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司
Rep Type 9 - Asset management 2005-07-27 2007-05-02
BOCI-Prudential Asset Management Limited
中銀國際英國保誠資產管理有限公司
Rep Type 4 - Advising on securities 2005-06-30 2007-05-02
Thornton Global Wealth Management Limited
豐盛環球理財有限公司
Rep Type 4 - Advising on securities 2005-01-12 2005-03-03

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Yin Keung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Wing Fai Lam Thornton Global Wealth Management Limited 2005
William Shui Lun Wong Thornton Global Wealth Management Limited 2005
Thomas Pui Kee Chung Thornton Global Wealth Management Limited 2005
Perry Ka Chi Cheung Thornton Global Wealth Management Limited 2005
Christine Man Chong Thornton Global Wealth Management Limited 2005
Sandy Li Chen Chow Thornton Global Wealth Management Limited 2005
Yuet Wah Leung Thornton Global Wealth Management Limited 2005
Monita Lay Yuk Liu Thornton Global Wealth Management Limited 2005
Yee Ting Lam Thornton Global Wealth Management Limited 2005
Derek Hon Kit Law Thornton Global Wealth Management Limited 2005
Raymond Ying Wang Ng Thornton Global Wealth Management Limited 2005
Kingsley Kwan Tai Ng Thornton Global Wealth Management Limited 2005
Yuen Fun Tse Thornton Global Wealth Management Limited 2005
Wai Hung Tang Thornton Global Wealth Management Limited 2005
Manuel Young Chau Thornton Global Wealth Management Limited 2005
Vanessa Shuk Ching Yan Thornton Global Wealth Management Limited 2005
Jovin Chai Shan Chim Thornton Global Wealth Management Limited 2005
Long Ting Chan Thornton Global Wealth Management Limited 2005
Christine Chan Thornton Global Wealth Management Limited 2005
Gloria Oi Yan Chan Thornton Global Wealth Management Limited 2005

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