Ho Lam Wong

黃浩霖
CE No. ALI771 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Lam Wong (黃浩霖), a licensed former licensee with CE reference ALI771. This person has 9.2 years of SFC licence history. Total licence records on file: 8.

Information

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Licence history

FirmRoleRegulated activityFromTo
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2013-07-09 2016-03-12
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2012-07-23 2016-03-12
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 1 - Dealing in securities 2011-02-17 2011-03-30
Mizuho Securities Asia Limited
瑞穗證券亞洲有限公司
Rep Type 4 - Advising on securities 2011-02-17 2011-03-30
UBS Securities Asia Limited Rep Type 1 - Dealing in securities 2006-08-04 2010-05-12
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 4 - Advising on securities 2005-01-11 2006-07-18
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 1 - Dealing in securities 2004-10-29 2006-07-18
BlackRock (Hong Kong) Limited
貝萊德(香港)有限公司
Rep Type 9 - Asset management 2004-10-29 2006-07-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Lam Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Winnie Wing Kei Cheung BlackRock (Hong Kong) Limited 2004–2006
Chun Yip Chan BlackRock (Hong Kong) Limited 2004–2006
Sui Ying Ching BlackRock (Hong Kong) Limited 2004–2006
Gerard Aloysius Clancy BlackRock (Hong Kong) Limited 2004–2006
Simon Richard Flood BlackRock (Hong Kong) Limited 2004–2006
Hsiang Sheng Wang BlackRock (Hong Kong) Limited 2004–2006
Qionghui Wang BlackRock (Hong Kong) Limited 2004–2006
Vanessa Hoi Yan Wong BlackRock (Hong Kong) Limited 2004–2006
Kit Sum Lee BlackRock (Hong Kong) Limited 2004–2006
Yuk King Chan BlackRock (Hong Kong) Limited 2004–2006
Katherine Marn Kay Cheung BlackRock (Hong Kong) Limited 2004–2006
Seiichi Fukuyama BlackRock (Hong Kong) Limited 2004–2006
Chui Lin Ip BlackRock (Hong Kong) Limited 2004–2006
Wai Sun Koo BlackRock (Hong Kong) Limited 2004–2006
David Hoantee Peng BlackRock (Hong Kong) Limited 2004–2006
Raymond Hin Tat Tam BlackRock (Hong Kong) Limited 2004–2006
Lai Ying Tso BlackRock (Hong Kong) Limited 2004–2006
Alan Robert Weatherston BlackRock (Hong Kong) Limited 2005–2006
Jamie Pui Man Yung BlackRock (Hong Kong) Limited 2005–2006
Agnes Yuk Ping Wong Lee BlackRock (Hong Kong) Limited 2004–2006
Explore the interactive colleague network →

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