Yiu Sing Lee
李燿㐼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Sing Lee (李燿㐼), a licensed Responsible Officer with CE reference ALI412. Currently licensed at 1 firm(s): Soliton Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 14.9 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Soliton Securities Limited 善恆證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-05-11 | present |
| Soliton Securities Limited 善恆證券有限公司 |
RO | Type 4 - Advising on securities | 2026-05-11 | present |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-04 | 2022-03-21 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-04 | 2022-03-21 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-12 | 2021-04-30 |
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-12 | 2021-04-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-14 | 2017-03-20 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-14 | 2017-03-20 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-05-31 | 2013-03-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-27 | 2007-05-09 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-23 | 2007-05-09 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-02 | 2005-12-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiu Sing Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.