David Christopher Edward Seex
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Christopher Edward Seex, a licensed former licensee with CE reference ALG024. This person has 11.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2018-10-12 | 2022-12-31 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2018-10-12 | 2022-12-31 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-04-17 | 2018-10-12 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-04-17 | 2018-10-12 |
| Schroder Adveq Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2013-01-02 | 2019-05-08 |
| Schroder Adveq Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2013-01-02 | 2019-05-08 |
| RAB Capital (Asia) Limited | RO | Type 1 - Dealing in securities | 2010-08-23 | 2011-08-25 |
| RAB Capital (Asia) Limited | RO | Type 4 - Advising on securities | 2010-08-23 | 2011-08-25 |
| RAB Capital (Asia) Limited | RO | Type 5 - Advising on futures contracts | 2010-08-23 | 2010-10-21 |
| RAB Capital (Asia) Limited | RO | Type 9 - Asset management | 2010-08-23 | 2011-08-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Christopher Edward Seex during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.