Shaoli Fan
范少立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaoli Fan (范少立), a licensed former licensee with CE reference ALB271. This person has 15.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Panda Securities Company Limited 熊貓證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-08-11 | 2025-12-10 |
| Panda Securities Company Limited 熊貓證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-08-11 | 2025-12-10 |
| Panda Securities Company Limited 熊貓證券有限公司 |
Rep | Type 9 - Asset management | 2025-08-11 | 2025-12-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-03-05 | 2023-06-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-06-06 | 2008-11-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-06-06 | 2008-11-21 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2005-03-11 | 2007-04-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-06 | 2007-04-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-08-06 | 2007-04-17 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Shaoli Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.