Fan Zhang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Zhang (張帆), a licensed Responsible Officer with CE reference ALA702. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 16.8 years of SFC licence history. Total licence records on file: 17.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2019-01-21 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2019-01-21 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-01-21 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-19 | 2019-01-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-19 | 2019-01-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-19 | 2019-01-21 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-02 | 2018-08-29 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-11-02 | 2018-08-29 |
| ABCI Capital Limited 農銀國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-11-02 | 2018-08-29 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-17 | 2017-11-02 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-17 | 2017-11-02 |
| ABCI Capital Limited 農銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-05-17 | 2017-11-02 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-09-14 | 2011-04-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-04-09 | 2010-09-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-04-09 | 2010-09-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-30 | 2011-04-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-07-30 | 2005-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fan Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jing Bian | ABCI Capital Limited | 2016–2018 |
| Qing Zhang | ABCI Capital Limited | 2016–2018 |
| Yixiao Sun | ABCI Capital Limited | 2016–2018 |
| Chi Hung Wong | ABCI Capital Limited | 2016–2018 |
| Wei Wang | ABCI Capital Limited | 2016–2018 |
| Xiruo Xiao | ABCI Capital Limited | 2017–2018 |
| Kin To Chan | ABCI Capital Limited | 2016–2018 |
| Liyun Yu | ABCI Capital Limited | 2016–2018 |
| Xiaohan Zhou | ABCI Capital Limited | 2017–2018 |
| Yui Wah Wong | ABCI Capital Limited | 2016–2017 |
| Chung Man Joseph Yam | ABCI Capital Limited | 2016–2017 |
| Haiqin Huang | ABCI Capital Limited | 2016–2018 |
| Hok Ming Ma | ABCI Capital Limited | 2016–2018 |
| Marco Lan Wong | ABCI Capital Limited | 2016–2018 |
| Meng Yan | ABCI Capital Limited | 2016–2018 |
| Rong Liu | ABCI Capital Limited | 2016–2018 |
| Yuekun Wang | ABCI Capital Limited | 2016–2018 |
| Yanshu Long | ABCI Capital Limited | 2016–2018 |
| Chu Tung Leung | ABCI Capital Limited | 2016–2018 |
| Geoffrey Chak Fai Lee | ABCI Capital Limited | 2016–2018 |