Kwai Ming Hui
許癸明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwai Ming Hui (許癸明), a licensed Responsible Officer with CE reference AKX675. Currently licensed at 1 firm(s): NJ Financial Limited. Active regulated activities: Type 9 - Asset management. This person has 18.3 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NJ Financial Limited 利家金融有限公司 |
RO | Type 9 - Asset management | 2023-12-19 | present |
| Invision Asset Management International Limited 前瞻金融投資管理國際有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-22 | 2023-12-19 |
| Invision Asset Management International Limited 前瞻金融投資管理國際有限公司 |
RO | Type 4 - Advising on securities | 2022-11-22 | 2023-12-19 |
| Invision Asset Management International Limited 前瞻金融投資管理國際有限公司 |
RO | Type 9 - Asset management | 2022-11-22 | 2023-12-19 |
| Invision Asset Management International Limited 前瞻金融投資管理國際有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-31 | 2022-11-22 |
| Invision Asset Management International Limited 前瞻金融投資管理國際有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-31 | 2022-11-22 |
| Invision Asset Management International Limited 前瞻金融投資管理國際有限公司 |
Rep | Type 9 - Asset management | 2022-10-31 | 2022-11-22 |
| FTAG Financial Limited 新中港金融投資有限公司 |
RO | Type 9 - Asset management | 2019-03-06 | 2021-01-31 |
| SCK Securities Limited 新中港證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-04-11 | 2021-03-01 |
| SCK Securities Limited 新中港證券有限公司 |
RO | Type 4 - Advising on securities | 2018-04-11 | 2021-03-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-03 | 2018-03-15 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-05-03 | 2018-03-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-09 | 2014-05-16 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-09 | 2014-05-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-05-13 | 2013-04-29 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-08-18 | 2013-04-29 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-14 | 2013-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwai Ming Hui during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.