Kin Kenneth Chan
陳健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Kenneth Chan (陳健), a licensed former licensee with CE reference AKV328. This person has 8.4 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-01-09 | 2014-11-28 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 - Asset management | 2014-01-09 | 2014-11-28 |
| Sofaer Global Research (HK) Limited | Rep | Type 4 - Advising on securities | 2012-05-15 | 2013-07-17 |
| Sofaer Global Research (HK) Limited | Rep | Type 9 - Asset management | 2012-05-15 | 2013-07-17 |
| RAB Capital (Asia) Limited | Rep | Type 4 - Advising on securities | 2007-10-02 | 2010-10-20 |
| RAB Capital (Asia) Limited | Rep | Type 5 - Advising on futures contracts | 2007-10-02 | 2010-10-20 |
| RAB Capital (Asia) Limited | Rep | Type 9 - Asset management | 2007-10-02 | 2010-10-20 |
| Pi Investment Management Limited | Rep | Type 4 - Advising on securities | 2004-06-21 | 2007-09-28 |
| Pi Investment Management Limited | Rep | Type 5 - Advising on futures contracts | 2004-06-21 | 2007-09-28 |
| Pi Investment Management Limited | Rep | Type 9 - Asset management | 2004-06-21 | 2007-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Kenneth Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.