Katsumi Yamashita
山下勝美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katsumi Yamashita (山下勝美), a licensed former licensee with CE reference AKV289. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2004-10-05 | 2005-02-01 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 4 - Advising on securities | 2004-10-05 | 2005-02-01 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 |
RO | Type 9 - Asset management | 2004-10-05 | 2006-09-30 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Katsumi Yamashita during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wing Kam Choi | Daiwa SB Investments (HK) Limited | 2004–2006 |
| Chung Kwong Chang | Daiwa SB Investments (HK) Limited | 2004–2006 |
| Chi Chung Leung | Daiwa SB Investments (HK) Limited | 2004–2006 |
| Kenneth Pan Lau | Daiwa SB Investments (HK) Limited | 2005–2006 |
| Michael Yau Fai Mak | Daiwa SB Investments (HK) Limited | 2005–2006 |
| Wing Siu Sum | Daiwa SB Investments (HK) Limited | 2005–2006 |
| Catherine Ka Yee Cheng | Daiwa SB Investments (HK) Limited | 2004–2005 |
| Man Kit Lau | Daiwa SB Investments (HK) Limited | 2004–2005 |
| Chak Hung Mak | Daiwa SB Investments (HK) Limited | 2005–2006 |
| Junichi Terashima | Daiwa SB Investments (HK) Limited | 2006 |