Rodney Ramon Banus
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rodney Ramon Banus, a licensed former licensee with CE reference AKV065. This person has 5.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-01-19 | 2015-07-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-03 | 2008-06-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-01-12 | 2010-02-08 |
| Barclays Capital Futures Hong Kong Limited 巴克萊期貨香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2004-08-24 | 2005-01-31 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Rodney Ramon Banus during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.