Rodney Ramon Banus

CE No. AKV065 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rodney Ramon Banus, a licensed former licensee with CE reference AKV065. This person has 5.9 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2015-01-19 2015-07-14
Barclays Capital Asia Limited
巴克萊亞洲有限公司
RO Type 1 - Dealing in securities 2007-12-03 2008-06-02
Barclays Capital Asia Limited
巴克萊亞洲有限公司
RO Type 2 - Dealing in futures contracts 2005-01-12 2010-02-08
Barclays Capital Futures Hong Kong Limited
巴克萊期貨香港有限公司
RO Type 2 - Dealing in futures contracts 2004-08-24 2005-01-31

Worked alongside

The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Rodney Ramon Banus during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Susan Wai-Lan Chan Barclays Capital Futures Hong Kong Limited 2004–2005
Andrew James Devonald Barclays Capital Futures Hong Kong Limited 2004–2005
Hay Tsing Lau Barclays Capital Futures Hong Kong Limited 2004–2005
Royce Chi Yau Ling Barclays Capital Futures Hong Kong Limited 2004–2005
Chou Eng Goh Barclays Capital Futures Hong Kong Limited 2004–2005
Mitchell Man Leung Lim Barclays Capital Futures Hong Kong Limited 2004
Thomas Yuk Chee Lee Barclays Capital Futures Hong Kong Limited 2004
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