Matthew James Cartwright
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew James Cartwright, a licensed former licensee with CE reference AJN964. This person has 5.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-06 | 2018-01-11 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-07-06 | 2018-01-11 |
| Asia Debt Management Hong Kong Limited | Rep | Type 9 - Asset management | 2007-03-22 | 2011-01-18 |
| Asia Debt Management Hong Kong Limited | Rep | Type 9 - Asset management | 2004-04-13 | 2004-12-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Matthew James Cartwright during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.