Dorothy Tze Mei Yung
翁紫薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dorothy Tze Mei Yung (翁紫薇), a licensed former licensee with CE reference AJN060. This person has 18.0 years of SFC licence history. Total licence records on file: 20.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-05-14 | 2026-07-07 |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 9 - Asset management | 2024-05-14 | 2026-07-07 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 4 - Advising on securities | 2020-08-31 | 2023-12-31 |
| Tianlong Securities Co., Limited 天龍證券股份有限公司 |
RO | Type 9 - Asset management | 2020-08-31 | 2023-12-31 |
| VC Brokerage Limited 滙盈證券有限公司 |
RO | Type 4 - Advising on securities | 2020-01-16 | 2020-06-30 |
| Ethk Funds Limited | RO | Type 9 - Asset management | 2020-01-16 | 2020-06-30 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-07-20 | 2019-01-16 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
RO | Type 9 - Asset management | 2018-07-20 | 2019-01-16 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-25 | 2018-07-20 |
| Galaxy Treasure International Asset Management Limited 富盈環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-06-25 | 2018-07-20 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 4 - Advising on securities | 2017-05-17 | 2017-12-29 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
RO | Type 9 - Asset management | 2017-05-17 | 2017-12-29 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-24 | 2017-05-17 |
| China Credit International Securities Co., Limited 中誠國際證券有限公司 |
Rep | Type 9 - Asset management | 2017-04-24 | 2017-05-17 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2013-04-15 | 2017-04-14 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-28 | 2017-04-14 |
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-18 | 2012-11-15 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-15 | 2012-03-05 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-09 | 2012-03-05 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2006-03-01 | 2008-12-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dorothy Tze Mei Yung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.