Ming Ng
吳明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Ng (吳明), a licensed former licensee with CE reference AJM829. This person has 10.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-05 | 2016-01-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-07-05 | 2016-01-29 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-01 | 2013-05-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-01 | 2013-05-21 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-06 | 2012-06-23 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2007-07-06 | 2012-06-23 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-01 | 2006-05-28 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-03-01 | 2006-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Arthur Cheng | BOCI Asia Limited | 2007–2012 |
| Chung Ho Man | BOCI Asia Limited | 2007–2012 |
| Andy To Chung Wai | BOCI Asia Limited | 2007–2012 |
| Jin Zhang | BOCI Asia Limited | 2007–2012 |
| Kin Ming Marcus Woo | BOCI Asia Limited | 2007–2012 |
| Sarah Lai Wong | BOCI Asia Limited | 2007–2012 |
| Michael Man Cheong Cheng | BOCI Asia Limited | 2007–2012 |
| Fang Bian | BOCI Asia Limited | 2007–2012 |
| Rong Lu | BOCI Asia Limited | 2007–2012 |
| Yiu Kei Leung | BOCI Asia Limited | 2007–2012 |
| Ka Man Leung | BOCI Asia Limited | 2007–2012 |
| Tong Li | BOCI Asia Limited | 2007–2012 |
| Chi Kin Mak | BOCI Asia Limited | 2007–2012 |
| Rowena See Wai Ng | BOCI Asia Limited | 2007–2012 |
| Peter Chai Man Sham | BOCI Asia Limited | 2007–2012 |
| Wilson Siu Wah Wan | BOCI Asia Limited | 2007–2012 |
| Lap Kay Yung | BOCI Asia Limited | 2007–2012 |
| Zhen Zhang | BOCI Asia Limited | 2007–2012 |
| Andrew Chung Lap Wong | BOCI Asia Limited | 2007–2012 |
| Joseph Kwok Wai Chan | BOCI Asia Limited | 2007–2012 |