Se-Yeon Ahn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Se-Yeon Ahn, a licensed former licensee with CE reference AJL558. This person has 6.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-05-13 | 2014-12-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-05-13 | 2014-12-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-05-13 | 2014-12-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-02-25 | 2004-04-25 |