Mary Katherine Brooks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mary Katherine Brooks, a licensed former licensee with CE reference AJI690. This person has 3.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-30 | 2007-03-26 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2003-12-30 | 2007-03-26 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-12-30 | 2007-03-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mary Katherine Brooks during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.