Shu Chuan Li
李淑娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Chuan Li (李淑娟), a licensed former licensee with CE reference AJG560. This person has 7.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-18 | 2011-12-12 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-12 | 2011-12-12 |
| Global Investment Advisors Limited 寰宇投資顧問有限公司 |
Rep | Type 9 - Asset management | 2009-02-12 | 2011-12-12 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 - Asset management | 2007-10-11 | 2009-01-19 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-13 | 2009-01-19 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-06 | 2004-12-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Chuan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.