Paul Masi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Masi, a licensed former licensee with CE reference AJF788. This person has 5.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-11-01 | 2009-09-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2006-11-01 | 2009-09-24 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2006-11-01 | 2009-09-24 |
| Merrill Lynch Futures (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2005-05-27 | 2006-11-01 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2004-01-16 | 2006-11-01 |
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | 2004-01-16 | 2006-11-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-11-06 | 2004-01-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2003-11-06 | 2004-01-16 |