Steven David Bleiberg

CE No. AJF367 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steven David Bleiberg, a licensed former licensee with CE reference AJF367. This person has 0.3 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Legg Mason International Equities (Hong Kong) Limited
美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務)
Rep Type 1 - Dealing in securities 2005-02-26 2005-03-02
Legg Mason International Equities (Hong Kong) Limited
美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務)
Rep Type 1 - Dealing in securities 2004-03-18 2004-04-01
Legg Mason International Equities (Hong Kong) Limited
美盛國際股票(香港)有限公司(以匯琛;匯琛新興巿場資產管理名義經營業務)
Rep Type 1 - Dealing in securities 2003-10-27 2004-01-26

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steven David Bleiberg during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yin Tak Lee Legg Mason International Equities (Hong Kong) Limited 2003–2005
Yew Khee Choon Legg Mason International Equities (Hong Kong) Limited 2003–2005
Christine Ka Yee Mitchell Legg Mason International Equities (Hong Kong) Limited 2004–2005
Tsz Lung Lau Legg Mason International Equities (Hong Kong) Limited 2003–2005
Linda Lam Lam Legg Mason International Equities (Hong Kong) Limited 2003–2005
Lai Sze Chan Legg Mason International Equities (Hong Kong) Limited 2003–2005
Carolyn Anne Lu Legg Mason International Equities (Hong Kong) Limited 2003–2005
Anthony Yi Tong Muh Legg Mason International Equities (Hong Kong) Limited 2003–2005
Thiam Hu Yeo Legg Mason International Equities (Hong Kong) Limited 2004–2005
Patrick Kai Ho Lee Legg Mason International Equities (Hong Kong) Limited 2004–2005
Chia-Hao Chen Legg Mason International Equities (Hong Kong) Limited 2004–2005
Martina Kit Yee Wong Legg Mason International Equities (Hong Kong) Limited 2003–2005
Chi Kwan Yan Legg Mason International Equities (Hong Kong) Limited 2003–2004
Karen Ka Ning Chan Legg Mason International Equities (Hong Kong) Limited 2004–2005
Josephine Lam Legg Mason International Equities (Hong Kong) Limited 2004–2005
Siu Chi Chan Legg Mason International Equities (Hong Kong) Limited 2003–2004
Susie Anne Wong Legg Mason International Equities (Hong Kong) Limited 2003–2004
Sulia Huen Huen Lo Legg Mason International Equities (Hong Kong) Limited 2003–2004
Cecilia Ngai See Wu Legg Mason International Equities (Hong Kong) Limited 2004–2005
To Sing Poon Legg Mason International Equities (Hong Kong) Limited 2003–2004
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