Ka Him So
蘇家謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Him So (蘇家謙), a licensed former licensee with CE reference AJE237. This person has 5.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-24 | 2010-08-30 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-10-24 | 2010-08-30 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2006-10-24 | 2010-08-30 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-10-16 | 2005-06-27 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-10-16 | 2005-06-27 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-10-16 | 2004-03-02 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-10-16 | 2004-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Him So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yung-Yin Chang | FT Securities Limited | 2006–2010 |
| Ya-Lan Chuang | FT Securities Limited | 2006–2010 |
| Wan-Jou Liu | FT Securities Limited | 2006–2010 |
| Ya-Ling Lin | FT Securities Limited | 2006–2010 |
| Hui-Yen Tang | FT Securities Limited | 2006–2010 |
| So Ling Yip | FT Securities Limited | 2006–2010 |
| Harvey Pok Man Yeung | FT Securities Limited | 2006–2010 |
| Pak Ming Yeung | FT Securities Limited | 2006–2010 |
| Emily Wing Yin Kong | FT Securities Limited | 2006–2010 |
| Heung To Yim | FT Securities Limited | 2006–2010 |
| Karen Pui Fan Tsang | FT Securities Limited | 2006–2010 |
| Ka Man Kwan | FT Securities Limited | 2006–2010 |
| Man Ki Choi | FT Securities Limited | 2007–2010 |
| Yui Kwong Kwok | FT Securities Limited | 2006–2010 |
| Jason Chang | FT Securities Limited | 2007–2010 |
| Yu Keung Chong | FT Securities Limited | 2006–2010 |
| Yat Wai Chan | FT Securities Limited | 2007–2010 |
| Tai Fun Ko | FT Securities Limited | 2006–2010 |
| Shih-Jen Cheng | FT Securities Limited | 2006–2010 |
| Tin Lok Lam | FT Securities Limited | 2007–2010 |