Dat T Duong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dat T Duong, a licensed former licensee with CE reference AJD706. This person has 5.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Frontier Investments Limited | RO | Type 4 - Advising on securities | 2009-10-07 | 2010-05-31 |
| Asia Frontier Investments Limited | RO | Type 9 - Asset management | 2009-10-07 | 2010-05-31 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-22 | 2008-01-17 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2008-01-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2003-10-14 | 2008-10-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2003-10-14 | 2008-01-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2003-10-14 | 2008-01-17 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2003-10-14 | 2008-01-17 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Dat T Duong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Thomas Eugen Hugger | Asia Frontier Investments Limited | 2009–2010 |
| Edward Kwan-Mang Ng | Asia Frontier Investments Limited | 2009–2010 |
| Suk Wah Law | Asia Frontier Investments Limited | 2010 |
| Scott Alexander Lewis | Asia Frontier Investments Limited | 2009 |