Frank Kennedy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Kennedy, a licensed former licensee with CE reference AJD477. This person has 2.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-24 | 2006-04-10 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-25 | 2006-04-10 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-08-25 | 2004-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frank Kennedy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.