James Tang
鄧民煇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Tang (鄧民煇), a licensed former licensee with CE reference AJC669. This person has 19.5 years of SFC licence history. Total licence records on file: 25.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Surrich Capital Co., Limited 錫洲資本有限公司 |
RO | Type 4 - Advising on securities | 2024-10-18 | 2025-11-14 |
| Surrich Capital Co., Limited 錫洲資本有限公司 |
RO | Type 9 - Asset management | 2024-10-18 | 2025-11-14 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-05 | 2023-08-21 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 4 - Advising on securities | 2019-08-12 | 2023-08-21 |
| Forthright Capital Management Limited 方德資本管理有限公司 |
RO | Type 9 - Asset management | 2019-08-12 | 2023-08-21 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 9 - Asset management | 2017-10-13 | 2019-04-18 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 4 - Advising on securities | 2016-11-15 | 2019-04-18 |
| King Sun Securities Limited 京信證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-01-29 | 2019-04-18 |
| King Sun Securities Limited 京信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-12-30 | 2016-01-29 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-19 | 2015-11-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
RO | Type 4 - Advising on securities | 2015-06-19 | 2015-11-30 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-11 | 2015-06-19 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-05-11 | 2015-06-19 |
| Fulbright Wealth Management Limited 富昌財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-11-27 | 2015-03-24 |
| Fulbright Wealth Management Limited 富昌財富管理有限公司 |
RO | Type 4 - Advising on securities | 2014-11-27 | 2015-03-24 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2013-06-14 | 2014-05-09 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-13 | 2014-05-09 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-13 | 2014-05-09 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 - Dealing in securities | 2012-02-29 | 2013-01-10 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 - Advising on securities | 2012-02-29 | 2013-01-10 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 - Dealing in securities | 2011-09-21 | 2012-02-29 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 - Advising on securities | 2011-09-21 | 2012-02-29 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2009-03-13 | 2011-09-01 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2003-09-26 | 2011-09-01 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | 2003-09-26 | 2011-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.