Timothy Joseph Grady
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Joseph Grady, a licensed former licensee with CE reference AJC076. This person has 9.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Management Asia Pacific Limited | Rep | Type 4 - Advising on securities | 2021-12-10 | 2023-04-01 |
| Apollo Management Asia Pacific Limited | Rep | Type 1 - Dealing in securities | 2020-10-05 | 2023-04-01 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
RO | Type 9 - Asset management | 2011-01-04 | 2012-02-17 |
| Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-09-17 | 2011-01-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-03-06 | 2009-03-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-07-24 | 2005-12-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Timothy Joseph Grady during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.