Satomi Shimada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Satomi Shimada, a licensed former licensee with CE reference AJB419. This person has 8.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-30 | 2018-10-31 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 9 - Asset management | 2018-04-30 | 2018-10-31 |
| Rockhampton Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2005-06-24 | 2011-01-26 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 5 - Advising on futures contracts | 2003-12-02 | 2005-06-24 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 4 - Advising on securities | 2003-07-09 | 2005-06-24 |
| Tyric Capital Limited 泰瑞資本有限公司 |
Rep | Type 9 - Asset management | 2003-07-09 | 2005-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Satomi Shimada during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.