Joanne Katrina Murphy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joanne Katrina Murphy, a licensed former licensee with CE reference AJA078. This person has 9.7 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| orientiert International Markets Limited | Rep | Type 1 - Dealing in securities | 2008-09-05 | 2015-06-30 |
| orientiert International Markets Limited | Rep | Type 4 - Advising on securities | 2008-09-05 | 2015-06-30 |
| orientiert International Markets Limited | Rep | Type 9 - Asset management | 2008-09-05 | 2015-06-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2005-08-16 | 2006-09-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2005-08-16 | 2006-09-30 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-01-15 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-15 |
| HSBC Institutional Trust Services (Asia) Limited 滙豐機構信託服務(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joanne Katrina Murphy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.