Alex Tin Lok Yeung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Tin Lok Yeung (楊天樂), a licensed Representative with CE reference AIX747. Currently licensed at 2 firm(s): China Everbright Securities (HK) Limited, Everbright Securities Investment Services (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 22.3 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-06 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-10 | present |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-10 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-28 | 2018-04-17 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 9 - Asset management | 2015-04-24 | 2021-02-05 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-08 | 2012-07-20 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2007-05-04 | 2012-07-20 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 - Advising on securities | 2006-02-16 | 2006-08-30 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 - Advising on securities | 2003-05-30 | 2006-01-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Tin Lok Yeung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.