Gretchen Ming Yan Sze
施名恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gretchen Ming Yan Sze (施名恩), a licensed Representative with CE reference AIW316. Currently licensed at 1 firm(s): KGI Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 23.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-02-18 | 2017-10-02 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-04 | 2016-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-24 | 2005-04-04 |
| Orient Securities Limited 東方匯財證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-06-13 | 2003-09-23 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Gretchen Ming Yan Sze during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.