Warren Joseph Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren Joseph Johnson, a licensed former licensee with CE reference AIU271. This person has 1.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-11-15 | 2005-06-16 |
| CTBC Asia Limited 中國信託綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-07-30 | 2005-06-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-15 | 2004-04-15 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 - Providing automated trading services | 2003-05-15 | 2004-03-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Warren Joseph Johnson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Tung Yuan Hsu | CTBC Asia Limited | 2004–2005 |
| Li Ping Huang | CTBC Asia Limited | 2004–2005 |
| Philip Lee | CTBC Asia Limited | 2004–2005 |
| Chien Ming Juan | CTBC Asia Limited | 2004–2005 |
| Ka Keung Nam | CTBC Asia Limited | 2004–2005 |
| Dickson Yik Sang Chu | CTBC Asia Limited | 2004–2005 |
| Jui-Huan Chen | CTBC Asia Limited | 2004–2005 |
| Daniel I Kwei Wu | CTBC Asia Limited | 2004–2005 |
| Mark David Peaker | CTBC Asia Limited | 2004–2005 |
| Ya Tzu Liao | CTBC Asia Limited | 2004–2005 |
| Chien Chih Chen | CTBC Asia Limited | 2004–2005 |
| Miu Ki Yu | CTBC Asia Limited | 2004–2005 |
| Ching I Lin | CTBC Asia Limited | 2004–2005 |
| Simon Ng | CTBC Asia Limited | 2004–2005 |
| Shi Chung Chou | CTBC Asia Limited | 2004–2005 |
| Hsin Yuan Chang | CTBC Asia Limited | 2004–2005 |
| Amy Ching-Fen Chou | CTBC Asia Limited | 2004 |
| Philip Chung Ho Lo | CTBC Asia Limited | 2005 |
| Ku Han Huang | CTBC Asia Limited | 2005 |
| Yi-Fang Cheng | CTBC Asia Limited | 2005 |