Ching Lok Pang
彭正樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching Lok Pang (彭正樂), a licensed former licensee with CE reference AIS156. This person has 1.0 year of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-04 | 2012-08-15 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2003-04-16 | 2003-07-17 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2003-04-16 | 2003-07-17 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Ching Lok Pang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.