Nicholas Howard Yao
姚孝先
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Howard Yao (姚孝先), a licensed former licensee with CE reference AIR776. This person has 4.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABN AMRO Financial Products Limited | Rep | Type 1 - Dealing in securities | 2005-03-01 | 2007-08-08 |
| ABN AMRO (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-03-29 |
| ABN AMRO (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2005-02-23 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Howard Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.