Alexis Dominique Suzat
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexis Dominique Suzat, a licensed former licensee with CE reference AIR658. This person has 3.9 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2007-03-13 | 2008-03-04 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2006-10-03 | 2008-03-04 |
| Brevan Howard (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-02-15 | 2006-09-29 |
| Brevan Howard (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-03-07 | 2006-02-15 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2003-08-22 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Alexis Dominique Suzat during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.