Wayne Wai Yan Tsang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wayne Wai Yan Tsang (曾惠恩), a licensed Responsible Officer with CE reference AIH007. Currently licensed at 1 firm(s): L&S Investment Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.9 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| L&S Investment Management Limited | RO | Type 4 - Advising on securities | 2025-06-12 | present |
| L&S Investment Management Limited | RO | Type 9 - Asset management | 2025-06-12 | present |
| Carrington Asset Management Limited | RO | Type 4 - Advising on securities | 2021-04-20 | 2023-06-14 |
| Carrington Asset Management Limited | RO | Type 9 - Asset management | 2019-08-19 | 2023-06-14 |
| Carrington Asset Management Limited | Rep | Type 9 - Asset management | 2019-03-01 | 2019-08-19 |
| Kylin International (HK) Co., Limited 凱銀國際(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-03-31 | 2017-11-01 |
| DaoKou Securities Limited 道口證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-28 | 2016-09-12 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-04-28 | 2016-09-12 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-04-28 | 2016-09-12 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-06 | 2016-03-23 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-06 | 2016-03-23 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-03-06 | 2016-03-23 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | Pre-2003 | 2003-10-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wayne Wai Yan Tsang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.