Kin Kan Ma
馬建勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Kan Ma (馬建勤), a licensed former licensee with CE reference AIG559. This person has 13.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-06-13 | 2016-12-15 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 - Advising on securities | 2011-06-13 | 2016-12-15 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 - Asset management | 2011-06-13 | 2016-12-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2009-12-14 | 2015-01-28 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 - Asset management | 2009-12-14 | 2015-01-28 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-20 | 2012-06-07 |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-08-20 | 2012-06-07 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2006-01-09 | 2008-08-09 |
| ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-01-09 | 2008-08-09 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-01-12 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-01-12 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2008-08-09 |
| ICEA Capital Limited 工商東亞融資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-01-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Kan Ma during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.