Lok Ki Chin
錢樂琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Ki Chin (錢樂琪), a licensed former licensee with CE reference AIG213. This person has 2.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-04 | 2010-04-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-04 | 2010-04-24 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-04-04 | 2007-02-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-07 | 2007-02-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Ki Chin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.