Charles Austin Wheeler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Austin Wheeler, a licensed former licensee with CE reference AIC762. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard & Poor's, LLC | RO | Type 4 - Advising on securities | Pre-2003 | 2005-02-08 |
| Standard & Poor's, LLC | RO | Type 5 - Advising on futures contracts | Pre-2003 | 2005-02-08 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Austin Wheeler during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Kok Yi Lee | Standard & Poor's, LLC | 2003–2005 |
| David So | Standard & Poor's, LLC | 2003–2005 |
| Edna Lorraine Tan | Standard & Poor's, LLC | 2003–2005 |
| Winston Kah Wai Siay | Standard & Poor's, LLC | 2003–2005 |
| Steven Wee Kok Koh | Standard & Poor's, LLC | 2003–2005 |
| Sze Chuen Wong | Standard & Poor's, LLC | 2003–2004 |
| Chuan Yang Lim | Standard & Poor's, LLC | 2003–2004 |
| Sharon Pik Lim Wong | Standard & Poor's, LLC | 2004–2005 |
| Yeu Huan Lai | Standard & Poor's, LLC | 2004–2005 |
| Wai Yee Chan | Standard & Poor's, LLC | 2004–2005 |