Stephen Gerald Cook
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Gerald Cook, a licensed former licensee with CE reference AIC255. This person has 1.4 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-20 | 2008-09-10 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-08-20 | 2008-09-10 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-23 | 2004-08-18 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-08-18 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2003-05-20 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-08-18 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stephen Gerald Cook during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.