Sze Ming Lau
劉思明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Ming Lau (劉思明), a licensed former licensee with CE reference AHX958. This person has 4.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Finance Holdings Limited 中港金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-06-12 | 2011-01-10 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-09-21 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-09-21 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-04-13 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-04-13 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-04-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Ming Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.