Gary Thomas Giglio
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Thomas Giglio, a licensed former licensee with CE reference AHX747. This person has 1.3 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-08-01 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2004-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-08-01 |